|Job Title:||Compliance Manager - Southampton|
|Description:||Compliance Manager - Southampton - Southampton, South East
Compliance Manager - Southampton - c£70k
A Compliance Manager is required by this leading provider of asset management products. You will Provide effective Compliance advice and support to the departments within the Asset Management Division to ensure that they remain compliant with all relevant/local financial services regulatory requirements and applicable business standards in a consistent and effective manner.
Applicants should possess knowledge of FSA rules and regulations (especially those of FSA sourcebooks of COLL & COB and OEIC regulations) and have a strong appreciation of: Relationship management; Influencing; Market and industry awareness; Corporate Risk requirements; Thorough understanding and interpretation of regulatory requirements; Highly effective written and verbal communication skills
Planning and delivery; Leadership. Candidates should be of graduate calibre
FPC/IMC qualification and have relevant compliance experience, to include operating at Senior Management level and fund management/collective investment experience.
We are an Employment Business and an Employment Agency as defined within The Conduct of Employment Agencies & Employment Businesses Regulations 2003
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