|Job Title:||Part Time Compliance Officer - London Investment C|
|Description:||Part Time Compliance Officer - London Investment C - London, London
Part-time Compliance Officer – London Investment Client
Salary £Competitive depending on experience
Part-time Compliance position requiring circa 21 hours per week. Our client requires a candidate with investment compliance experience for a broad role with flexible working hours.
With offices in London and New York our client acts as investment manager principally for pension funds, endowments, family clients and funds of funds based around the world.
With exposure to all areas of the business, you will play a key role in the Company’s risk management and compliance functions. In particular:
§ Conducting day-to-day, intra-month and month end compliance monitoring checks
§ Conducting systematic reviews of the business to meet regulatory and business needs
§ Designing additional reviews where changes in operating processes or regulatory requirements present new challenges
§ Drafting compliance review reports and working with business groups to establish internal operating procedures
§ Assisting dealing and investment management staff with relevant compliance issues (e.g. trade allocation, best execution, conflicts of interest management, WHT, new markets)
§ Contributing to the maintenance and periodic update of the Company’s compliance manual, including employee training as required
§ Remaining abreast of relevant regulatory developments and their implications for the Company
You will be a part-qualified ACA (or equivalent). Ideally you should have 3-5 years experience of regulatory compliance or internal auditing issues. It is essential that you are self-motivated with strong analytical skills. A good understanding of UK FSA requirements would be an advantage, including familiarity with anti-money laundering best practice but neither is essential
|Salary Range:||£30000 - £40000/annum £Negotia|
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